Brexit and Financial Regulation

This book provides guidance on the complexity of Brexit as it applies to financial institutions.

Through the eyes of leading lawyers it covers issues of market access, transposition of directly applicable regulation, the assumption of roles carried out by the ESA's, and the impact on cross-border contracts.

1 Jonathan Herbst, Simon Lovegrove: Introduction; Part 1: International standards and equivalence; 2 Michael Raffan: International standards; 3 Arun Srivastava: EU equivalence regime; Part 2: The supervisory regime in the Brexit landscape; 4 Daniel Carall-Green: EU approach to authorisation; 5 Michael Born, Roberto Cristofolini, Floortje Nagelkerke, Donnacha O'Connor: EU27 approach to authorisation; 6 Michael Thomas: The UK supervisory regime in the post Brexit environment; 7 Clive Cunningham: PRA approach to the authorisation of international branches and subsidiaries; 8 Charlotte Henry: The impact of the UK senior managers' regime; Part 3: Brexit and financial services legislation; 9 Nico Leslie, Aaron Taylor: Markets in Financial Instrument Directive II (MiFID II) / Markets in Financial Instruments Regulation (MiFIR); 10 Stuart Willey: Capital Requirements Directive IV (CRD IV) / Capital Requirements Regulation (CRR); 11 Jan Putnis: Bank Recovery and Resolution Directive (BRRD); 12 Bob Penn: European Markets Infrastructure Regulation (EMIR) and euroclearing; 13 Michael Thomas: Benchmarks Regulation (BMR); 14 Jake Green: Alternative Investment Fund Managers Directive (AIFMD); 15 Bob Haken, Isabella Jones: Solvency II Directive (Solvency II); Part 4: Conclusion; 16 Jonathan Herbst, Simon Lovegrove: Conclusion